All activities of Nomura Greentech in the U.S. are conducted by Nomura Securities International, Inc. (“NSI”), a broker-dealer registered with the SEC and a member of FINRA. All services of Nomura Greentech conducted outside of the U.S. are provided by Nomura Greentech Capital Advisors, AG (“NGCA AG”), a Swiss company limited by shares, unless notified otherwise. NGCA AG does not provide services that require it to be licensed as a broker-dealer in Switzerland and is not so licensed. NSI and NGCA AG are affiliates under common control. The greentechcapital.com web domain provides information about NSI and NGCA AG.
